This tutorial is designed for anyone looking for an understanding of how recurrent neural networks (RNN) work and how to use them via the Keras deep learning library. While all the methods required for solving problems and building applications are provided by the Keras library, it is also important to gain an insight on how everything works. In this article, the computations taking place in the RNN model are shown step by step. Next, a complete end to end system for time series prediction is developed.
After completing this tutorial, you will know:
- The structure of RNN
- How RNN computes the output when given an input
- How to prepare data for a SimpleRNN in Keras
- How to train a SimpleRNN model
Let’s get started.
Tutorial Overview
This tutorial is divided into two parts; they are:
- The structure of the RNN
- Different weights and biases associated with different layers of the RNN.
- How computations are performed to compute the output when given an input.
- A complete application for time series prediction.
Prerequisites
It is assumed that you have a basic understanding of RNNs before you start implementing them. An Introduction To Recurrent Neural Networks And The Math That Powers Them gives you a quick overview of RNNs.
Let’s now get right down to the implementation part.
Import section
To start the implementation of RNNs, let’s add the import section.
from pandas import read_csv import numpy as np from keras.models import Sequential from keras.layers import Dense, SimpleRNN from sklearn.preprocessing import MinMaxScaler from sklearn.metrics import mean_squared_error import math import matplotlib.pyplot as plt
Keras SimpleRNN
The function below returns a model that includes a SimpleRNN
layer and a Dense
layer for learning sequential data. The input_shape
specifies the parameter (time_steps x features)
. We’ll simplify everything and use univariate data, i.e., one feature only; the time_steps are discussed below.
def create_RNN(hidden_units, dense_units, input_shape, activation):
model = Sequential()
model.add(SimpleRNN(hidden_units, input_shape=input_shape,
activation=activation[0]))
model.add(Dense(units=dense_units, activation=activation[1]))
model.compile(loss='mean_squared_error', optimizer='adam')
return model
demo_model = create_RNN(2, 1, (3,1), activation=['linear', 'linear'])
The object demo_model
is returned with 2 hidden units created via a the SimpleRNN
layer and 1 dense unit created via the Dense
layer. The input_shape
is set at 3×1 and a linear
activation function is used in both layers for simplicity. Just to recall the linear activation function f(x)=x makes no change in the input. The network looks as follows:
If we have m hidden units (m=2 in the above case), then:
- Input: x∈R
- Hidden unit: h∈Rm
- Weights for input units: wx∈Rm
- Weights for hidden units: wh∈Rmxm
- Bias for hidden units: bh∈Rm
- Weight for the dense layer: wy∈Rm
- Bias for the dense layer: by∈R
Let’s look at the above weights. Note: As the weights are initialized randomly, the results pasted here will be different from yours. The important thing is to learn what the structure of each object being used looks like and how it interacts with others to produce the final output.
wx = demo_model.get_weights()[0]
wh = demo_model.get_weights()[1]
bh = demo_model.get_weights()[2]
wy = demo_model.get_weights()[3]
by = demo_model.get_weights()[4]
print('wx = ', wx, ' wh = ', wh, ' bh = ', bh, ' wy =', wy, 'by = ', by)
wx = [[ 0.18662322 -1.2369459 ]] wh = [[ 0.86981213 -0.49338293] [ 0.49338293 0.8698122 ]] bh = [0. 0.] wy = [[-0.4635998] [ 0.6538409]] by = [0.]
Now let’s do a simple experiment to see how the layers from a SimpleRNN and Dense layer produce an output. Keep this figure in view.
Layers Of A Recurrent Neural Networkx
for three time steps and let the network generate an output. The values of the hidden units at time steps 1, 2 and 3 will be computed. h0 is initialized to the zero vector. The output o3 is computed from h3 and wy. An activation function is not required as we are using linear units.x = np.array([1, 2, 3]) # Reshape the input to the required sample_size x time_steps x features x_input = np.reshape(x,(1, 3, 1)) y_pred_model = demo_model.predict(x_input) m = 2 h0 = np.zeros(m) h1 = np.dot(x[0], wx) + h0 + bh h2 = np.dot(x[1], wx) + np.dot(h1,wh) + bh h3 = np.dot(x[2], wx) + np.dot(h2,wh) + bh o3 = np.dot(h3, wy) + by print('h1 = ', h1,'h2 = ', h2,'h3 = ', h3) print("Prediction from network ", y_pred_model) print("Prediction from our computation ", o3)
h1 = [[ 0.18662322 -1.23694587]] h2 = [[-0.07471441 -3.64187904]] h3 = [[-1.30195881 -6.84172557]] Prediction from network [[-3.8698118]] Prediction from our computation [[-3.86981216]]
Running The RNN On Sunspots Dataset
Now that we understand how the SimpleRNN and Dense layers are put together. Let’s run a complete RNN on a simple time series dataset. We’ll need to follow these steps
- Read the dataset from a given URL
- Split the data into training and test set
- Prepare the input to the required Keras format
- Create an RNN model and train it
- Make the predictions on training and test sets and print the root mean square error on both sets
- View the result
Step 1, 2: Reading Data and Splitting Into Train And Test
The following function reads the train and test data from a given URL and splits it into a given percentage of train and test data. It returns single dimensional arrays for train and test data after scaling the data between 0 and 1 using MinMaxScaler
from scikit-learn.
# Parameter split_percent defines the ratio of training examples def get_train_test(url, split_percent=0.8): df = read_csv(url, usecols=[1], engine='python') data = np.array(df.values.astype('float32')) scaler = MinMaxScaler(feature_range=(0, 1)) data = scaler.fit_transform(data).flatten() n = len(data) # Point for splitting data into train and test split = int(n*split_percent) train_data = data[range(split)] test_data = data[split:] return train_data, test_data, data sunspots_url = 'https://raw.githubusercontent.com/jbrownlee/Datasets/master/monthly-sunspots.csv' train_data, test_data, data = get_train_test(sunspots_url)
Step 3: Reshaping Data For Keras
The next step is to prepare the data for Keras model training. The input array should be shaped as: total_samples x time_steps x features
.
There are many ways of preparing time series data for training. We’ll create input rows with non-overlapping time steps. An example for time_steps = 2 is shown in the figure below. Here time_steps denotes the number of previous time steps to use for predicting the next value of the time series data.
How Data Is Prepared For Sunspots ExampleThe following function get_XY()
takes a one dimensional array as input and converts it to the required input X
and target Y
arrays. We’ll use 12 time_steps
for the sunspots dataset as the sunspots generally have a cycle of 12 months. You can experiment with other values of time_steps
.
# Prepare the input X and target Y
def get_XY(dat, time_steps):
# Indices of target array
Y_ind = np.arange(time_steps, len(dat), time_steps)
Y = dat[Y_ind]
# Prepare X
rows_x = len(Y)
X = dat[range(time_steps*rows_x)]
X = np.reshape(X, (rows_x, time_steps, 1))
return X, Y
time_steps = 12
trainX, trainY = get_XY(train_data, time_steps)
testX, testY = get_XY(test_data, time_steps)
Step 4: Create RNN Model And Train
For this step, we can reuse our create_RNN()
function that was defined above.
model = create_RNN(hidden_units=3, dense_units=1, input_shape=(time_steps,1), activation=['tanh', 'tanh']) model.fit(trainX, trainY, epochs=20, batch_size=1, verbose=2)
Step 5: Compute And Print The Root Mean Square Error
The function print_error()
computes the mean square error between the actual values and the predicted values.
def print_error(trainY, testY, train_predict, test_predict): # Error of predictions train_rmse = math.sqrt(mean_squared_error(trainY, train_predict)) test_rmse = math.sqrt(mean_squared_error(testY, test_predict)) # Print RMSE print('Train RMSE: %.3f RMSE' % (train_rmse)) print('Test RMSE: %.3f RMSE' % (test_rmse)) # make predictions train_predict = model.predict(trainX) test_predict = model.predict(testX) # Mean square error print_error(trainY, testY, train_predict, test_predict)
Train RMSE: 0.058 RMSE Test RMSE: 0.077 RMSE
Step 6: View The result
The following function plots the actual target values and the predicted value. The red line separates the training and test data points.
# Plot the result def plot_result(trainY, testY, train_predict, test_predict): actual = np.append(trainY, testY) predictions = np.append(train_predict, test_predict) rows = len(actual) plt.figure(figsize=(15, 6), dpi=80) plt.plot(range(rows), actual) plt.plot(range(rows), predictions) plt.axvline(x=len(trainY), color='r') plt.legend(['Actual', 'Predictions']) plt.xlabel('Observation number after given time steps') plt.ylabel('Sunspots scaled') plt.title('Actual and Predicted Values. The Red Line Separates The Training And Test Examples') plot_result(trainY, testY, train_predict, test_predict)
The following plot is generated:
Consolidated Code
Given below is the entire code for this tutorial. Do try this out at your end and experiment with different hidden units and time steps. You can add a second SimpleRNN
to the network and see how it behaves. You can also use the scaler
object to rescale the data back to its normal range.
# Parameter split_percent defines the ratio of training examples def get_train_test(url, split_percent=0.8): df = read_csv(url, usecols=[1], engine='python') data = np.array(df.values.astype('float32')) scaler = MinMaxScaler(feature_range=(0, 1)) data = scaler.fit_transform(data).flatten() n = len(data) # Point for splitting data into train and test split = int(n*split_percent) train_data = data[range(split)] test_data = data[split:] return train_data, test_data, data # Prepare the input X and target Y def get_XY(dat, time_steps): Y_ind = np.arange(time_steps, len(dat), time_steps) Y = dat[Y_ind] rows_x = len(Y) X = dat[range(time_steps*rows_x)] X = np.reshape(X, (rows_x, time_steps, 1)) return X, Y def create_RNN(hidden_units, dense_units, input_shape, activation): model = Sequential() model.add(SimpleRNN(hidden_units, input_shape=input_shape, activation=activation[0])) model.add(Dense(units=dense_units, activation=activation[1])) model.compile(loss='mean_squared_error', optimizer='adam') return model def print_error(trainY, testY, train_predict, test_predict): # Error of predictions train_rmse = math.sqrt(mean_squared_error(trainY, train_predict)) test_rmse = math.sqrt(mean_squared_error(testY, test_predict)) # Print RMSE print('Train RMSE: %.3f RMSE' % (train_rmse)) print('Test RMSE: %.3f RMSE' % (test_rmse)) # Plot the result def plot_result(trainY, testY, train_predict, test_predict): actual = np.append(trainY, testY) predictions = np.append(train_predict, test_predict) rows = len(actual) plt.figure(figsize=(15, 6), dpi=80) plt.plot(range(rows), actual) plt.plot(range(rows), predictions) plt.axvline(x=len(trainY), color='r') plt.legend(['Actual', 'Predictions']) plt.xlabel('Observation number after given time steps') plt.ylabel('Sunspots scaled') plt.title('Actual and Predicted Values. The Red Line Separates The Training And Test Examples') sunspots_url = 'https://raw.githubusercontent.com/jbrownlee/Datasets/master/monthly-sunspots.csv' time_steps = 12 train_data, test_data, data = get_train_test(sunspots_url) trainX, trainY = get_XY(train_data, time_steps) testX, testY = get_XY(test_data, time_steps) # Create model and train model = create_RNN(hidden_units=3, dense_units=1, input_shape=(time_steps,1), activation=['tanh', 'tanh']) model.fit(trainX, trainY, epochs=20, batch_size=1, verbose=2) # make predictions train_predict = model.predict(trainX) test_predict = model.predict(testX) # Print error print_error(trainY, testY, train_predict, test_predict) #Plot result plot_result(trainY, testY, train_predict, test_predict)
Summary
In this tutorial, you discovered recurrent neural networks and their various architectures.
Specifically, you learned:
- The structure of RNNs
- How the RNN computes an output from previous inputs
- How to implement an end to end system for time series forecasting using an RNN
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